SEC to Host Virtual National Compliance Seminar on November 19

What changed

The SEC Compliance Outreach Program will host a virtual national compliance seminar for investment companies and investment advisers on November 19, 2026.

The event is intended to help chief compliance officers and related regulated firms.

Why it matters

This is a date and format announcement, not a new compliance requirement. For firms covered by the event, the practical change is a fixed opportunity to engage with the SEC’s compliance outreach program without attending in person.

The virtual format should make participation simpler across firms and locations, although the agenda, speakers and attendance limit have not been announced. Until those details emerge, the clearest takeaway is procedural: November 19 is now a date for compliance teams to keep open.